<TABLE style="FONT-SIZE: 9pt" cellSpacing=0 borderColorDark=#ffffff cellPadding=2 width="100%" borderColorLight=#000000 border=1> <TBODY> <TR> <TD style="FONT-SIZE: 9pt">上市日</TD> <TD style="FONT-SIZE: 9pt">代码</TD> <TD style="FONT-SIZE: 9pt">名称</TD> <TD style="FONT-SIZE: 9pt">限售期满新增可上市股份/万</TD> <TD style="FONT-SIZE: 9pt">有限售条件股份余额/万</TD> <TD style="FONT-SIZE: 9pt">无限售条件股份余额/万</TD> <TD style="FONT-SIZE: 9pt">备注</TD></TR> <TR> <TD style="FONT-SIZE: 9pt">2008-12-29</TD> <TD style="FONT-SIZE: 9pt">000063</TD> <TD style="FONT-SIZE: 9pt">中兴通讯</TD> <TD style="FONT-SIZE: 9pt">26300</TD> <TD style="FONT-SIZE: 9pt">0</TD> <TD style="FONT-SIZE: 9pt">42180</TD> <TD style="FONT-SIZE: 9pt">--</TD></TR> <TR> <TD style="FONT-SIZE: 9pt">2008-12-29</TD> <TD style="FONT-SIZE: 9pt">000404</TD> <TD style="FONT-SIZE: 9pt">华意压缩</TD> <TD style="FONT-SIZE: 9pt">1897</TD> <TD style="FONT-SIZE: 9pt">13015</TD> <TD style="FONT-SIZE: 9pt">19442</TD> <TD style="FONT-SIZE: 9pt">--</TD></TR> <TR> <TD style="FONT-SIZE: 9pt">2008-12-29</TD> <TD style="FONT-SIZE: 9pt">000586</TD> <TD style="FONT-SIZE: 9pt">汇源通信</TD> <TD style="FONT-SIZE: 9pt">967</TD> <TD style="FONT-SIZE: 9pt">2281</TD> <TD style="FONT-SIZE: 9pt">17062</TD> <TD style="FONT-SIZE: 9pt">自2008年12月29日起,汇源集团有限公司所持有的9,672,000股按其承诺的限售期可上市流通。</TD></TR> <TR> <TD style="FONT-SIZE: 9pt">2008-12-29</TD> <TD style="FONT-SIZE: 9pt">000783</TD> <TD style="FONT-SIZE: 9pt">长江证券</TD> <TD style="FONT-SIZE: 9pt">59387</TD> <TD style="FONT-SIZE: 9pt">81885</TD> <TD style="FONT-SIZE: 9pt">85594</TD> <TD style="FONT-SIZE: 9pt">--</TD></TR> <TR> <TD style="FONT-SIZE: 9pt">2008-12-29</TD> <TD style="FONT-SIZE: 9pt">000815</TD> <TD style="FONT-SIZE: 9pt">美利纸业</TD> <TD style="FONT-SIZE: 9pt">4273</TD> <TD style="FONT-SIZE: 9pt">6</TD> <TD style="FONT-SIZE: 9pt">15833</TD> <TD style="FONT-SIZE: 9pt">高级管理人员所持股份限售</TD></TR> <TR> <TD style="FONT-SIZE: 9pt">2008-12-29</TD> <TD style="FONT-SIZE: 9pt">000937</TD> <TD style="FONT-SIZE: 9pt">金牛能源</TD> <TD style="FONT-SIZE: 9pt">41504</TD> <TD style="FONT-SIZE: 9pt">0</TD> <TD style="FONT-SIZE: 9pt">78795</TD> <TD style="FONT-SIZE: 9pt">--</TD></TR> <TR> <TD style="FONT-SIZE: 9pt">2008-12-29</TD> <TD style="FONT-SIZE: 9pt">000971</TD> <TD style="FONT-SIZE: 9pt">*ST迈亚</TD> <TD style="FONT-SIZE: 9pt">7355</TD> <TD style="FONT-SIZE: 9pt">13</TD> <TD style="FONT-SIZE: 9pt">18686</TD> <TD style="FONT-SIZE: 9pt">--</TD></TR> <TR> <TD style="FONT-SIZE: 9pt">2008-12-29</TD> <TD style="FONT-SIZE: 9pt">002101</TD> <TD style="FONT-SIZE: 9pt">广东鸿图</TD> <TD style="FONT-SIZE: 9pt">1608</TD> <TD style="FONT-SIZE: 9pt">2382</TD> <TD style="FONT-SIZE: 9pt">4317</TD> <TD style="FONT-SIZE: 9pt">--</TD></TR> <TR> <TD style="FONT-SIZE: 9pt">2008-12-29</TD> <TD style="FONT-SIZE: 9pt">600004</TD> <TD style="FONT-SIZE: 9pt">白云机场</TD> <TD style="FONT-SIZE: 9pt">1500</TD> <TD style="FONT-SIZE: 9pt">13500</TD> <TD style="FONT-SIZE: 9pt">101500</TD> <TD style="FONT-SIZE: 9pt">--</TD></TR> <TR> <TD style="FONT-SIZE: 9pt">2008-12-29</TD> <TD style="FONT-SIZE: 9pt">600035</TD> <TD style="FONT-SIZE: 9pt">楚天高速</TD> <TD style="FONT-SIZE: 9pt">4658</TD> <TD style="FONT-SIZE: 9pt">49740</TD> <TD style="FONT-SIZE: 9pt">43425</TD> <TD style="FONT-SIZE: 9pt">--</TD></TR> <TR> <TD style="FONT-SIZE: 9pt">2008-12-29</TD> <TD style="FONT-SIZE: 9pt">600103</TD> <TD style="FONT-SIZE: 9pt">青山纸业</TD> <TD style="FONT-SIZE: 9pt">4794</TD> <TD style="FONT-SIZE: 9pt">8568</TD> <TD style="FONT-SIZE: 9pt">97616</TD> <TD style="FONT-SIZE: 9pt">--</TD></TR> <TR> <TD style="FONT-SIZE: 9pt">2008-12-29</TD> <TD style="FONT-SIZE: 9pt">600116</TD> <TD style="FONT-SIZE: 9pt">三峡水利</TD> <TD style="FONT-SIZE: 9pt">1100</TD> <TD style="FONT-SIZE: 9pt">4876</TD> <TD style="FONT-SIZE: 9pt">16080</TD> <TD style="FONT-SIZE: 9pt">--</TD></TR> <TR> <TD style="FONT-SIZE: 9pt">2008-12-29</TD> <TD style="FONT-SIZE: 9pt">600207</TD> <TD style="FONT-SIZE: 9pt">ST安彩</TD> <TD style="FONT-SIZE: 9pt">2200</TD> <TD style="FONT-SIZE: 9pt">15410</TD> <TD style="FONT-SIZE: 9pt">28589</TD> <TD style="FONT-SIZE: 9pt">--</TD></TR> <TR> <TD style="FONT-SIZE: 9pt">2008-12-29</TD> <TD style="FONT-SIZE: 9pt">600243</TD> <TD style="FONT-SIZE: 9pt">青海华鼎</TD> <TD style="FONT-SIZE: 9pt">934</TD> <TD style="FONT-SIZE: 9pt">8103</TD> <TD style="FONT-SIZE: 9pt">10581</TD> <TD style="FONT-SIZE: 9pt">--</TD></TR> <TR> <TD style="FONT-SIZE: 9pt">2008-12-29</TD> <TD style="FONT-SIZE: 9pt">600283</TD> <TD style="FONT-SIZE: 9pt">钱江水利</TD> <TD style="FONT-SIZE: 9pt">3034</TD> <TD style="FONT-SIZE: 9pt">9715</TD> <TD style="FONT-SIZE: 9pt">18817</TD> <TD style="FONT-SIZE: 9pt">--</TD></TR> <TR> <TD style="FONT-SIZE: 9pt">2008-12-29</TD> <TD style="FONT-SIZE: 9pt">600336</TD> <TD style="FONT-SIZE: 9pt">澳柯玛</TD> <TD style="FONT-SIZE: 9pt">17537</TD> <TD style="FONT-SIZE: 9pt">100</TD> <TD style="FONT-SIZE: 9pt">34003</TD> <TD style="FONT-SIZE: 9pt">--</TD></TR> <TR> <TD style="FONT-SIZE: 9pt">2008-12-29</TD> <TD style="FONT-SIZE: 9pt">600348</TD> <TD style="FONT-SIZE: 9pt">国阳新能</TD> <TD style="FONT-SIZE: 9pt">56121</TD> <TD style="FONT-SIZE: 9pt">--</TD> <TD style="FONT-SIZE: 9pt">96200</TD> <TD style="FONT-SIZE: 9pt">--</TD></TR> <TR> <TD style="FONT-SIZE: 9pt">2008-12-29</TD> <TD style="FONT-SIZE: 9pt">600572</TD> <TD style="FONT-SIZE: 9pt">康恩贝</TD> <TD style="FONT-SIZE: 9pt">2011</TD> <TD style="FONT-SIZE: 9pt">15559</TD> <TD style="FONT-SIZE: 9pt">16840</TD> <TD style="FONT-SIZE: 9pt">--</TD></TR> <TR> <TD style="FONT-SIZE: 9pt">2008-12-29</TD> <TD style="FONT-SIZE: 9pt">600584</TD> <TD style="FONT-SIZE: 9pt">长电科技</TD> <TD style="FONT-SIZE: 9pt">14501</TD> <TD style="FONT-SIZE: 9pt">0</TD> <TD style="FONT-SIZE: 9pt">74518</TD> <TD style="FONT-SIZE: 9pt">--</TD></TR> <TR> <TD style="FONT-SIZE: 9pt">2008-12-29</TD> <TD style="FONT-SIZE: 9pt">600717</TD> <TD style="FONT-SIZE: 9pt">天津港</TD> <TD style="FONT-SIZE: 9pt">116</TD> <TD style="FONT-SIZE: 9pt">80546</TD> <TD style="FONT-SIZE: 9pt">86930</TD> <TD style="FONT-SIZE: 9pt">--</TD></TR> <TR> <TD style="FONT-SIZE: 9pt">2008-12-29</TD> <TD style="FONT-SIZE: 9pt">600801</TD> <TD style="FONT-SIZE: 9pt">华新水泥</TD> <TD style="FONT-SIZE: 9pt">1383</TD> <TD style="FONT-SIZE: 9pt">23624</TD> <TD style="FONT-SIZE: 9pt">16735</TD> <TD style="FONT-SIZE: 9pt">--</TD></TR> <TR> <TD style="FONT-SIZE: 9pt">2008-12-29</TD> <TD style="FONT-SIZE: 9pt">600837</TD> <TD style="FONT-SIZE: 9pt">海通证券</TD> <TD style="FONT-SIZE: 9pt">206943</TD> <TD style="FONT-SIZE: 9pt">447524</TD> <TD style="FONT-SIZE: 9pt">375257</TD> <TD style="FONT-SIZE: 9pt">--</TD></TR> <TR> <TD style="FONT-SIZE: 9pt">2008-12-29</TD> <TD style="FONT-SIZE: 9pt">601919</TD> <TD style="FONT-SIZE: 9pt">中国远洋</TD> <TD style="FONT-SIZE: 9pt">37900</TD> <TD style="FONT-SIZE: 9pt">547280</TD> <TD style="FONT-SIZE: 9pt">474346</TD> <TD style="FONT-SIZE: 9pt">--</TD></TR> <TR> <TD style="FONT-SIZE: 9pt">2008-12-30</TD> <TD style="FONT-SIZE: 9pt">000523</TD> <TD style="FONT-SIZE: 9pt">广州浪奇</TD> <TD style="FONT-SIZE: 9pt">7839</TD> <TD style="FONT-SIZE: 9pt">0</TD> <TD style="FONT-SIZE: 9pt">17258</TD> <TD style="FONT-SIZE: 9pt">--</TD></TR> <TR> <TD style="FONT-SIZE: 9pt">2008-12-30</TD> <TD style="FONT-SIZE: 9pt">000767</TD> <TD style="FONT-SIZE: 9pt">漳泽电力</TD> <TD style="FONT-SIZE: 9pt">70118</TD> <TD style="FONT-SIZE: 9pt">70118</TD> <TD style="FONT-SIZE: 9pt">40147</TD> <TD style="FONT-SIZE: 9pt">股份自获得上市流通权之日起,在36 个月内不通过交易所挂牌出售</TD></TR> <TR> <TD style="FONT-SIZE: 9pt">2008-12-30</TD> <TD style="FONT-SIZE: 9pt">000828</TD> <TD style="FONT-SIZE: 9pt">东莞控股</TD> <TD style="FONT-SIZE: 9pt">43177</TD> <TD style="FONT-SIZE: 9pt">29504</TD> <TD style="FONT-SIZE: 9pt">74447</TD> <TD style="FONT-SIZE: 9pt">东莞市财信发展有限公司、东莞市经济贸易总公司、东莞市银川能源实业公司合计持有有限售条件股份3,871,680股,上述三家公司将在履行完毕"向股东大会提出分红议案,在2010年前东莞控股每年的现金分红比例不低于当年实现的可分配利润的50%,并保证在股东大会表决时对该议案投赞成票"的承诺后,解除限售并上市交易。</TD></TR> <TR> <TD style="FONT-SIZE: 9pt">2008-12-30</TD> <TD style="FONT-SIZE: 9pt">600026</TD> <TD style="FONT-SIZE: 9pt">中海发展</TD> <TD style="FONT-SIZE: 9pt">157850</TD> <TD style="FONT-SIZE: 9pt">0</TD> <TD style="FONT-SIZE: 9pt">332600</TD> <TD style="FONT-SIZE: 9pt">中国海运(集团)总公司承诺:自2008年12月30日起,在二十四个月内,如果通过上市交易方式出售所持有的中海发展的股份,则出售价格不低于股权分置改革方案公告前一个交易日收盘价的150%,即不低于9.38元。如果自股权分置改革方案实施之日起至该等期间有派息、送股、资本公积金转增股本等事项导致股价除权、除息的情况发生,则该承诺价格相应除权、除息。</TD></TR> <TR> <TD style="FONT-SIZE: 9pt">2008-12-30</TD> <TD style="FONT-SIZE: 9pt">600535</TD> <TD style="FONT-SIZE: 9pt">天士力</TD> <TD style="FONT-SIZE: 9pt">15046</TD> <TD style="FONT-SIZE: 9pt">0</TD> <TD style="FONT-SIZE: 9pt">28500</TD> <TD style="FONT-SIZE: 9pt">公司控股股东天津天士力集团有限公司持有公司的股份限售期满。</TD></TR> <TR> <TD style="FONT-SIZE: 9pt">2008-12-30</TD> <TD style="FONT-SIZE: 9pt">601099</TD> <TD style="FONT-SIZE: 9pt">太平洋</TD> <TD style="FONT-SIZE: 9pt">21729</TD> <TD style="FONT-SIZE: 9pt">124401</TD> <TD style="FONT-SIZE: 9pt">25929</TD> <TD style="FONT-SIZE: 9pt">--</TD></TR> <TR> <TD style="FONT-SIZE: 9pt">2008-12-30</TD> <TD style="FONT-SIZE: 9pt">601988</TD> <TD style="FONT-SIZE: 9pt">中国银行</TD> <TD style="FONT-SIZE: 9pt">1435590</TD> <TD style="FONT-SIZE: 9pt">20064548</TD> <TD style="FONT-SIZE: 9pt">5319367</TD> <TD style="FONT-SIZE: 9pt">淡马锡(私人)控股有限公司、瑞士银行、亚洲开发银行所持H 股</TD></TR> <TR> <TD style="FONT-SIZE: 9pt">2008-12-31</TD> <TD style="FONT-SIZE: 9pt">600212</TD> <TD style="FONT-SIZE: 9pt">*ST江泉</TD> <TD style="FONT-SIZE: 9pt">2600</TD> <TD style="FONT-SIZE: 9pt">7055</TD> <TD style="FONT-SIZE: 9pt">44114</TD> <TD style="FONT-SIZE: 9pt">--</TD></TR> <TR> <TD style="FONT-SIZE: 9pt">2008-12-31</TD> <TD style="FONT-SIZE: 9pt">600767</TD> <TD style="FONT-SIZE: 9pt">运盛实业</TD> <TD style="FONT-SIZE: 9pt">1705</TD> <TD style="FONT-SIZE: 9pt">15005</TD> <TD style="FONT-SIZE: 9pt">19095</TD> <TD style="FONT-SIZE: 9pt">--</TD></TR> <TR> <TD style="FONT-SIZE: 9pt">2008-12-31</TD> <TD style="FONT-SIZE: 9pt">601988</TD> <TD style="FONT-SIZE: 9pt">中国银行</TD> <TD style="FONT-SIZE: 9pt">2094273</TD> <TD style="FONT-SIZE: 9pt">17970274</TD> <TD style="FONT-SIZE: 9pt">7413641</TD> <TD style="FONT-SIZE: 9pt">苏格兰皇家银行集团有限公司所持H 股</TD></TR></TBODY></TABLE> |